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TH3

# 1. Overview

SQLite Test Harness #3 (hereafter "TH3") is one of three test harnesses used for testing SQLite. TH3 meets the following objectives:

- TH3 is able to run on embedded platforms that lack the support infrastructure of workstations.

- TH3 tests SQLite in an as-deployed configuration using only published and documented interfaces. In other words, TH3 tests the compiled object code, not the source code, thus verifying that no problems were introduced by compiler bugs. "Test what you fly and fly what you test."

- TH3 checks SQLite's response to out-of-memory errors, disk I/O errors, and power loss during transaction commit.

- TH3 exercises SQLite in a variety of run-time configurations (UTF8 vs UTF16, different pages sizes, varying journal modes, etc.)

- TH3 achieves 100% branch test coverage (and 100% MC/DC) over the SQLite core. (Test coverage of extensions such as FTS and RTREE is less than 100%).

TH3 was originally written for validation testing only, but has subsequently been used for development testing and debugging as well, and has proven very helpful in those roles. A full-coverage test takes less than five minutes on a workstation and hence serves as a fast regression test during day-to-day maintenance of the SQLite code base.

## 1.1. History

TH3 originated from an effort to test SQLite on SymbianOS. Prior to TH3, all SQLite tests were run using the TCL script language, but TCL would not (easily) compile on SymbianOS which made testing difficult. The first attempt to remedy this problem was the "TH1" (Test Harness #1) scripting language - a reimplementation of parts of the TCL language in a more portable form that would compile and run on SymbianOS, and that was sufficient to run the SQLite tests. TH1 did not survive as a standard testing tool for SQLite, but it did find continued service as a scripting language used to customize the Fossil version control system. There was also a "Test Harness #2" which was an attempt to create a simple scripting language using operator prefix notation to drive tests. TH3 was the third attempt.

At about that same time, some avionics manufacturers were expressing interest in SQLite, which prompted the SQLite developers to design TH3 to support the rigorous testing standards of DO-178B.

The first code for TH3 was laid down on 2008-09-25. An intense effort over the next 10 months resulted in TH3 achieving 100% MC/DC on 2009-07-25. The TH3 code continues to be improved and expanded.

As of 2018-05-19, the TH3 source tree consists and well over 500,000 lines of source code in 1709 separate files.

# 2. Operation

TH3 is a test program generator. The output of TH3 is a program implemented in C-code and intended to be linked against the SQLite library under test. The generated test program is compiled and run on the target platform in order to verify correct operation of SQLite on that platform.

The inputs to TH3 are test modules written in C or SQL and small configuration files that determine how to initialize SQLite. The TH3 package includes 1,444 test modules and more than 47 configurations (as of 2018-05-19). New modules and configurations can be added to customize TH3 for specialized applications. Each time TH3 is run, it reads a subset of the available test modules and configuration files to generate a custom C program that performs all of the specified tests under all specified configurations. A complete test of SQLite normally involves running TH3 multiple times to generate multiple test programs covering different aspects of SQLite's operation, then linking all test programs against a common SQLite library and running them separately on the target platform.

There are no arbitrary limits in TH3. One could generate a single test program that contained all test modules and all configuration files. However, such a test program might be too large to deploy on embedded platforms. (As of 2018-05-19, a full-up TH3 test is over 850,000 lines and 58MB of C code.) TH3 provides the ability to break the library of test modules up into smaller, more easily digested pieces.

Each individual test module might contain dozens, hundreds, or thousands of separate tests. The test modules can be written in C or as scripts of SQL or a mixture of the two. About two-thirds of the existing test modules are written in pure SQL with the remainder either in pure C or a combination of C and SQL.

Each test module file contains a header which describes the circumstances under which the test is valid. For a particular configuration, only those modules that are compatible with the configuration are run.

# 3. Generating A Test Program

The TH3 program generator is a TCL script named "`mkth3.tcl`". To generate a test program, one has merely to run this script and supply the names of files containing test modules and configurations on the command line. Test modules are files that use the "`.test`" suffix and configurations are files that use the "`.cfg`" suffix. A typical invocation of mkth3.tcl might look something like the following:

    tclsh mkth3.tcl *.test *.cfg >testprog1.c

The output from the mkth3.tcl script is a C program that contains everything needed to run the tests - everything that is except for the SQLite library itself. The generated test program contains implementations for all of the support interfaces used by the test modules and it contains the `main()` routine that drives the tests. To convert the test program into a working executable, simply compile it against SQLite:

    cc -o testprog1 testprog1.c sqlite3.c

The compilation step shown immediately above is merely representative. In a working installation, one would normally want to specify optimization parameters and compile-time switches on the compiler command line.

For testing on embedded systems, the mkth3.tcl script and the compiler steps shown above are performed on an ordinary workstation using a cross-compiler, then the resulting test program is transferred onto the device to be run.

Once the test program is generated, it is run with no arguments to perform the tests. Progress information as well as error diagnostics appear on standard output. (Alternative output arrangements can be made using a compile-time option for embedded devices that lack a standard output channel.) The program returns zero if there are no errors and non-zero if any problems were detected.

Typical output from a single TH3 test program run looks like this:

    With SQLite 3.8.11 2015-05-15 04:13:15 56ef98a04765c34c1c2f3ed7a6f03a732f3b886e
    -DSQLITE_COVERAGE_TEST
    -DSQLITE_NO_SYNC
    -DSQLITE_SYSTEM_MALLOC
    -DSQLITE_THREADSAFE=1
    Config-begin c1.
    Begin c1.pager08
    End c1.pager08
    Begin c1.build33
    End c1.build33
    Begin c1.orderby01
    End c1.orderby01
    ... 15014 lines of output omitted ....
    Begin 64k.syscall01
    End 64k.syscall01
    Begin 64k.build01
    End 64k.build01
    Begin 64k.auth01
    End 64k.auth01
    Config-end 64k. TH3 memory used: 6373738
    Config-begin wal1.
    Begin wal1.wal37
    End wal1.wal37
    Config-end wal1. TH3 memory used: 100961
    All 226 VDBE coverage points reached
    th3: 0 errors out of 1442264 tests in 213.741 seconds. 64-bit little-endian
    th3: SQLite 3.8.11 2015-05-15 04:13:15 56ef98a04765c34c1c2f3ed7a6f03a732f3b886e

The output begins with a report of the SQLITE_SOURCE_ID (cross-checked again sqlite3_sourceid()) for the SQLite under test and the compile-time options used as reported by sqlite3_compileoption_get(). The output concludes with a summary of the test results and a repeat of the SQLITE_SOURCE_ID. If any errors are detected, additional lines detail the problem. The error reporting lines always begin with a single space character so that they can be quickly extracted from large output files using:

    grep "^ "

The default output shows the beginning and end of each configuration and test module combination. In the example above "c1" and "64k" are configurations and "pager08", "build33", "orderby01", etc. are test modules. Compile-time and run-time options are available to increase or decrease the amount of output. The output can be increased by showing each test case within each test module. The output can be decreased by degrees: omitting test modules starts and stops, omitting configuration starts and stops, and finally by omitting all output.

## 3.1. Test Automation Scripts

TH3 comes with additional TCL scripts that help automate the testing process on workstations. The "th3make" script automatically runs "mkth3.tcl" and "gcc" and then runs the resulting test program and checks the results. Arguments to th3make include all of the "*.test" test modules and "*.cfg" configurations that are to be included in the test. Additional options to th3make can cause the test program to be compiled using different compilers (GCC, Clang, MSVC), to use different output verbosity levels, to run the test program under valgrind, to check the output for coverage using gcov, and so forth. The th3make script also accepts "*.rc" filenames as arguments. These *.rc files are just collections of other arguments that are commonly used together for a single purpose. For example, the "quick.rc" file contains a set of eight arguments to th3make that run a fast (3-minute) full-coverage test. This allows the operator to type "./th3make quick.rc" as a short-cut to typing out all of the required command-line options. The following are a few of the more than 40 available *.rc files:

- alignmentN.rc - These files contain -D options to the compiler that are used by various notable downstreams.
- cov.rc - Options for measuring test coverage
- extensions.rc - Options to enable FTS4, R-Trees, and STAT4.
- fast.rc - Run most tests, including those not needed for coverage, skipping only soak tests, using delivery compiler options (ex: -O3)
- memdebug.rc - like test.rc but also enable -DSQLITE_MEMDEBUG.
- min.rc - Run the minimum set of tests needed for 100% coverage.
- quick.rc - Run all tests required for 100% coverage tests using -Os and -DSQLITE_DEBUG.
- test.rc - Run the same tests as in fast.rc but without compiler optimization and enabling options like -DSQLITE_DEBUG and -DSQLITE_ENABLE_EXPENSIVE_ASSERT.
- test-ex.rc - long-running soak tests.

The TH3 repository also includes the "multitest.tcl" script, another TCL script used to automate TH3 testing on workstations. Multitest.tcl automatically compiles SQLite, then runs ./th3make repeatedly with a variety of alignments, and captures the output in a succinct summary screen. A typical multitest.tcl run generates output that looks like this:

    ./multitest.tcl -q --jobs 3
    start-time: 2018-05-19 03:17:12 UTC
    file mkdir sqlite3bld
    cd sqlite3bld
    exec sh /ramdisk/sqlite/configure
    file copy -force config.h ../config.h
    exec make clean sqlite3.c
    file rename sqlite3.c ../sqlite3.c
    file rename sqlite3.h ../sqlite3.h
    exec make clean sqlite3.c OPTS=-DSQLITE_ENABLE_UPDATE_DELETE_LIMIT=1
    file rename sqlite3.c ../sqlite3udl.c
    exec make clean sqlite3.c OPTS=-DSQLITE_SMALL_STACK=1
    file rename sqlite3.c ../sqlite3ss.c
    cd ..
    *******************************************************************************
    t01: cov.rc.................................................... Ok   (00:03:42)
    t02: cov.rc ++STAT4 ++DESERIALIZE -D_HAVE_SQLITE_CONFIG_H...... Ok   (00:04:45)
    t03: vfs-cov.rc................................................ Ok   (00:03:59)
    t04: demo.rc................................................... Ok   (00:00:05)
    t07: test.rc ../th3private/*.test.............................. Ok   (00:00:21)
    t08: test.rc ../th3private/*.test ++STAT4...................... Ok   (00:01:41)
    t05: quick.rc.................................................. Ok   (00:04:26)
    t09: quick.rc ~TEST_REALLOC_STRESS -funsigned-char............. Ok   (00:05:39)
    t10: quick.rc ~THREADSAFE=0 -DLONGDOUBLE_TYPE=double........... Ok   (00:03:24)
    t06: quick.rc extensions.rc -D_HAVE_SQLITE_CONFIG_H............ Ok   (00:09:03)
    t11: quick.rc sqlite3ss.c ~MAX_ATTACHED=125.................... Ok   (00:04:39)
    t12: quick.rc ~BYTEORDER=0 ++RTREE............................. Ok   (00:07:28)
    t13: quick.rc ~DISABLE_INTRINSIC ++RTREE....................... Ok   (00:07:31)
    t16: quick.rc ~TRACE_SIZE_LIMIT=15 cov1/main16.test............ Ok   (00:00:22)
    t14: quick.rc ~DIRECT_OVERFLOW_READ -fsigned-char.............. Ok   (00:04:35)
    t15: quick.rc ~UNTESTABLE ~EXTRA_IFNULLROW..................... Ok   (00:01:44)
    t17: quick.rc ~MAX_MMAP_SIZE=0................................. Ok   (00:04:46)
    t18: quick.rc ++NULL_TRIM ++OFFSET_SQL_FUNC.................... Ok   (00:04:47)
    t19: quick.rc ++BATCH_ATOMIC_WRITE ++DESERIALIZE............... Ok   (00:05:41)
    t20: lean1.rc quick.rc......................................... Ok   (00:03:09)
    t22: test.rc alignment2.rc sqlite3udl.c........................ Ok   (00:44:22)
    t21: test.rc alignment1.rc..................................... Ok   (01:02:32)
    t23: memdebug1.rc extensions.rc................................ Ok   (01:49:58)
    t25: valgrind1.rc -O3 extensions.rc............................ Ok   (00:56:08)
    t24: memdebug2.rc extensions.rc................................ Ok   (01:43:34)
    t27: test-ex1.rc............................................... Ok   (00:45:00)
    t26: valgrind2.rc -O3 extensions.rc............................ Ok   (01:02:52)
    t29: test-ex3.rc............................................... Ok   (00:31:48)
    t28: test-ex2.rc............................................... Ok   (01:12:03)
    t30: test-ex4.rc............................................... Ok   (01:09:47)
    t32: test.rc alignment4.rc -m32 CC=clang....................... Ok   (00:48:31)
    t31: test.rc alignment3.rc sqlite3udl.c........................ Ok   (01:22:29)
    t34: test.rc alignment6.rc..................................... Ok   (00:35:31)
    t33: test.rc alignment5.rc extensions.rc....................... Ok   (00:59:33)
    t35: test.rc alignment7.rc..................................... Ok   (00:44:10)
    t40: fast.rc alignment2.rc sqlite3udl.c........................ Ok   (00:15:46)
    t39: fast.rc alignment1.rc extensions.rc -m32.................. Ok   (00:33:19)
    t36: test.rc ~MUTATION_TEST.................................... Ok   (00:35:45)
    t42: fast.rc alignment4.rc..................................... Ok   (00:13:03)
    t43: fast.rc alignment5.rc..................................... Ok   (00:13:32)
    t44: fast.rc alignment6.rc..................................... Ok   (00:11:41)
    t41: fast.rc alignment3.rc sqlite3udl.c........................ Ok   (00:26:31)
    t45: fast.rc alignment7.rc..................................... Ok   (00:12:57)
    t46: fast.rc -fsanitize=undefined.............................. Ok   (00:38:18)
    *******************************************************************************
    0 failures on 44 th3makes and 198583082 tests in (07:16:01) 3 cores on bella
    SQLite 3.24.0 2018-05-18 17:58:33 c6071ac99cfa4b6272ac4d739fc61a85acb544f6c1c2a

As can be seen above, a single run of multitest.tcl invokes th3make dozens of times and takes between 12 and 24 CPU hours. The middle section of the output shows the arguments to each individual th3make run and the result and elapse time for that th3make. All build products and output for the separate th3make runs are captures in subdirectories for post-test analysis. The two-line summary at the bottom shows the total number of errors and tests over all th3make runs and the total elapse time, together with the SQLITE_SOURCE_ID information for the version of SQLite that was tested. This summary information is recorded in the release checklist during final testing.

Abbreviations are applied in the multitest.tcl output so that each th3make invocation will fit on a single 80-column output line. The initial "th3make" verb is omitted. "~" is shorthand for "-DSQLITE_" and "++" is stands for "-DSQLITE_ENABLE". Hence, multitest.tcl output line

    quick.rc ~DISABLE_INTRINSIC ++RTREE

Really means

    th3make quick.rc -DSQLITE_DISABLE_INTRINSIC -DSQLITE_ENABLE_RTREE

# 4. Test Coverage

Using one particular subset of the available TH3 test modules (the "cov1" tests) SQLite obtained 100% branch test coverage and 100% MC/DC as measured by gcov on Linux x86 and x86_64 hardware. All releases of SQLite since version 3.6.17 (2009-08-10) have been tested to this standard. The SQLite developers are committed to maintaining 100% branch coverage and MC/DC for all future releases of SQLite.

The cov1 test set used to obtain 100% branch test coverage are only a subset of the tests currently implemented using TH3. New test modules are added on a regular basis.

# 5. Mutation Testing

The TH3 source tree contains a scripted name "mutation-test.tcl" that automates the process of mutation testing.

The mutation-test.tcl script takes care of all of the details for running a mutation test:

1. The script compiles the TH3 test harness into machine code ("th3.o") if necessary.
2. The script compiles the sqlite3.c source file into assembly language ("sqlite3.s") if necessary.
3. The script loops through instructions in the assembly language file to locate branch operations.
   1. The script makes a copy of the original sqlite3.s file.
   2. The copy is edited to change the branch instruction into either a no-op or an unconditional jump.
   3. The copy of sqlite3.s is assembled into sqlite3.o then linked again th3.o to generate the "th3" executable.
   4. The "th3" binary is run and the output checked for errors.
4. The script shows progress for each cycle of the previous step then displays a summary of "survivors" at the end. A "survivor" is a mutation that was not detected by TH3.

Mutation testing can be slow, since each test can take up to 5 minutes on a fast workstation, and there are two tests for each branch instructions, and over 20,000 branch instructions. Efforts are made to expedite operation. For example, TH3 is compiled in such a way that it exits as soon as it finds the first error, and as many of the mutations are easily detected, many cycles happen in only a few seconds. Nevertheless, the mutation-test.tcl script includes command-line options to limit the range of code lines tested so that mutation testing only needs to be performed on blocks of code that have recently changed.

# 6. TH3 License

SQLite itself is in the public domain and can be used for any purpose. But TH3 is proprietary and requires a license.

Even though open-source users do not have direct access to TH3, all users of SQLite benefit from TH3 indirectly since each version of SQLite is validated running TH3 on multiple platforms (Linux, Windows, WinRT, Mac, OpenBSD) prior to release. So anyone using an official release of SQLite can deploy their application with the confidence of knowing that it has been tested using TH3. They simply cannot rerun those tests themselves without purchasing a TH3 license.